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RIA / WealthAdvisorCertified Financial Planner11 years in industry

DERON DARRYL SWABY

Advisor at HEIRLOOM WEALTH MANAGEMENT LLC

GREENWOOD VILLAGE, CO

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Search this name across graphsid dfx:ria:5ea3f6a3-101b-d709-5e44-30c63faedf82

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 2:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Dec 12, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HEIRLOOM WEALTH MANAGEMENT LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66|S63
First exam: Feb 25, 2016
First registration: Dec 12, 2018
Dual registered: no
IAPD individual key: 6437201

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HEIRLOOM WEALTH MANAGEMENT LLC	Independent wealth	Dec 4, 2025	n/a	yes	GREENWOOD VILLAGE, CO	Current employment
BUTLER FINANCIAL SERVICES	Independent wealth	Apr 7, 2025	Sep 16, 2025	no	DENVER, CO	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Feb 9, 2024	Nov 4, 2024	no	BOULDER, CO\|DENVER, CO	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Dec 12, 2018	Sep 20, 2023	no	Lone Tree, CO\|Lone Tree, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BUTLER FINANCIAL SERVICES	HEIRLOOM WEALTH MANAGEMENT LLC	Sep 16, 2025	Dec 4, 2025	79	Firm change	RIA to RIA
CETERA INVESTMENT ADVISERS LLC	BUTLER FINANCIAL SERVICES	Nov 4, 2024	Apr 7, 2025	154	Firm change	Ibd to RIA
CHARLES SCHWAB & CO., INC.	CETERA INVESTMENT ADVISERS LLC	Sep 20, 2023	Feb 9, 2024	142	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ HEIRLOOM WEALTH MANAGEMENT LLCRegistered adviserregistration: current employment
Dec 4, 2025 to presentfactForm ADV
→ BUTLER FINANCIAL SERVICESRegistered adviserregistration: previous registration
Apr 7, 2025 to Sep 16, 2025factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Feb 9, 2024 to Nov 4, 2024factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Dec 12, 2018 to Sep 20, 2023factForm ADV

Dated events

Occurred
Sep 16, 2025
Advisor changed firm
Deron Darryl Swaby left Butler Financial Services for Heirloom Wealth Management Llc (registered 2025-12-04)
Form ADVobserved 5 days ago
Occurred
Nov 4, 2024
Advisor changed firm
Deron Darryl Swaby left Cetera Investment Advisers Llc for Butler Financial Services (registered 2025-04-07)
Form ADVobserved 5 days ago
Occurred
Sep 20, 2023
Advisor changed firm
Deron Darryl Swaby left Charles Schwab & Co., Inc. for Cetera Investment Advisers Llc (registered 2024-02-09)
Form ADVobserved 5 days ago