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Advisor at EMPOWER ADVISORY GROUP, LLC
Stanford, CT | GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Dec 18, 2025 | n/a | yes | Stanford, CT|GREENWOOD VILLAGE, CO | Current employment |
| SEI INVESTMENTS MANAGEMENT CORP | Mixed wealth | Jun 5, 2019 | Apr 4, 2022 | no | OAKS, PA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 1, 2018 | May 31, 2019 | no | PENNINGTON, NJ|PENNINGTON, NJ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SEI INVESTMENTS MANAGEMENT CORP | EMPOWER ADVISORY GROUP, LLC | Apr 4, 2022 | Dec 18, 2025 | 1,354 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SEI INVESTMENTS MANAGEMENT CORP | May 31, 2019 | Jun 5, 2019 | 5 | Firm change | Other |