DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MORGAN STANLEY
sunnyvale, CA | Palo Alto, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jul 30, 2010 | n/a | yes | Palo Alto, CA|sunnyvale, CA | Current employment |
| VALLEY FINANCIAL MANAGEMENT, INC. | Bd affiliated wealth | Jan 6, 2004 | Jul 30, 2010 | no | PALO ALTO, CA|PALO ALTO, CA | Previous registration |
| INVEST FINANCIAL CORPORATION | Former SEC adviser | Mar 18, 2002 | Jan 5, 2004 | no | PALO ALTO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VALLEY FINANCIAL MANAGEMENT, INC. | MORGAN STANLEY | Jul 30, 2010 | Jul 30, 2010 | 0 | Firm change | Ibd to wirehouse |
| INVEST FINANCIAL CORPORATION | VALLEY FINANCIAL MANAGEMENT, INC. | Jan 5, 2004 | Jan 6, 2004 | 1 | Firm change | Other |