DFX Intelligence

S••••••• F•••••••• S•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

S••••••• F•••••••• S•••••••• L••

CRD 38619

BOCA RATON, FL

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Search this name across graphsid dfx:ria:d1859e14-8845-6f8d-f987-0d2e175b80be

Data as of Mar 7, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 7, 2026 to Mar 7, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Employees: 22
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 0

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
J••••• R• D•••	n/a	BELLAIRE, TX \| BOCA RATON, FL	3	16	n/a	yes
R••••• C••••••••• A•••••	n/a	BOCA RATON, FL	0	16

Relationships

Registered with (3)

← R••••• C••••••••• A•••••Advisorregistration: current employment
Jul 7, 2026 to presentfactForm ADV
← J••••• R• D•••Advisorregistration: current employment
Apr 6, 2023 to presentfactForm ADV
← L••••••• R• M•••••Advisorregistration: previous registration
Jul 21, 2016 to Mar 11, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d1859e14-8845-6f8d-f987-0d2e175b80be
First observed: Mar 7, 2026
Last observed: Mar 7, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.