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RIA / WealthAdvisor14 years in industry

LAWRENCE R MELCER

Advisor at EIN SOF ADVISORS, LLC

BOCA RATON, FL

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Search this name across graphsid dfx:ria:cd5908f1-b7b8-467e-34b2-0c4ca6382153

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 21, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EIN SOF ADVISORS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 21, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Jul 29, 2015
First registration: Oct 21, 2011
Dual registered: no
Other names: LAWRENCE R MELLER|LAWRENCE RICHARD MELLER|LAWRENCE RICHARD MELCER|LAWRENCE RICHARD MELCER
IAPD individual key: 5615629

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EIN SOF ADVISORS, LLC	State registered	Jun 24, 2024	n/a	yes	BOCA RATON, FL	Current employment
EIN SOF ADVISORS, LLC	State registered	Jul 14, 2021	Dec 31, 2024	no	BOCA RATON, FL	Previous registration
A.G.P / ALLIANCE GLOBAL PARTNERS	Independent wealth	Jul 20, 2020	Jul 21, 2021	no	BOCA RATON, FL	Previous registration
STOEVER GLASS WEALTH MANAGEMENT, INC.	Former SEC adviser	Feb 15, 2019	Jul 13, 2020	no	boca raton, FL\|NEW YORK, NY	Previous registration
SHEARSON FINANCIAL SERVICES, LLC	State registered	Jul 21, 2016	Mar 11, 2019	no	BOCA RATON, FL\|BOCA RATON, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 21, 2011	Jan 8, 2013	no	WESTON, FL\|BOCA RATON, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A.G.P / ALLIANCE GLOBAL PARTNERS	EIN SOF ADVISORS, LLC	Jul 21, 2021	Jul 14, 2021	-7	Firm change	RIA to state RIA
STOEVER GLASS WEALTH MANAGEMENT, INC.	A.G.P / ALLIANCE GLOBAL PARTNERS	Jul 13, 2020	Jul 20, 2020	7	Firm change	RIA to RIA
SHEARSON FINANCIAL SERVICES, LLC	STOEVER GLASS WEALTH MANAGEMENT, INC.	Mar 11, 2019	Feb 15, 2019	-24	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	SHEARSON FINANCIAL SERVICES, LLC	Jan 8, 2013	Jul 21, 2016	1,290	Firm change after gap	Wirehouse to state RIA

Relationships

Registered with (5)

→ EIN SOF ADVISORS, LLCRegistered adviserregistration: previous registration
Jul 14, 2021 to Dec 31, 2024factForm ADV
→ A.G.P / ALLIANCE GLOBAL PARTNERSRegistered adviserregistration: previous registration
Jul 20, 2020 to Jul 21, 2021factForm ADV
→ STOEVER GLASS WEALTH MANAGEMENT, INC.Registered adviserregistration: previous registration
Feb 15, 2019 to Jul 13, 2020factForm ADV
→ SHEARSON FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 21, 2016 to Mar 11, 2019factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 21, 2011 to Jan 8, 2013factForm ADV

Dated events

No dated event names this entity yet.