This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

former SEC adviserderivedabsent from the latest SEC roster

Regulatory AUM

$225MItem 5.F on the latest filing (2020-06-19); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$225M

Private client RAUM

$217MderivedItem 5.D individuals plus high net worth individuals

Private client share

97%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

5

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

673

Individual clients

235

High net worth clients

76

SEC number

801-111723

CRD

162821

Filings on the tape

10

First filed

Aug 22, 2017

Latest filed

Jun 19, 2020

Organised

Corporation, Florida

• Occurred

  Mar 6, 2019
  Control person joined

  Jose Joia (Shareholder) appeared on Schedule A of Rudd Asset Management

  Form ADVobserved 5 days ago
• Occurred

  Aug 22, 2017
  First Form ADV filing

  Rudd Asset Management filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:d19089d3-ea3b-68b8-ef8b-bd3bfce420da

First observed

Aug 22, 2017

Last observed

Jun 19, 2020 76 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.