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Advisor at HORIZON WEALTH ADVISORS
LAKEWOOD RANCH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HORIZON WEALTH ADVISORS | Independent wealth | Jan 1, 2025 | n/a | yes | LAKEWOOD RANCH, FL | Current employment |
| RUDD ASSET MANAGEMENT | Former SEC adviser | Mar 25, 2013 | Apr 29, 2015 | no | SARASOTA, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 28, 2011 | Mar 5, 2013 | no | SARASOTA, FL | Previous registration |
| EDWARD JONES | National bd RIA | Apr 9, 2010 | Nov 1, 2011 | no | Sarasota, FL|ST LOUIS, MO|SARASOTA, FL|SARASOTA, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RUDD ASSET MANAGEMENT | HORIZON WEALTH ADVISORS | Apr 29, 2015 | Jan 1, 2025 | 3,535 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | RUDD ASSET MANAGEMENT | Mar 5, 2013 | Mar 25, 2013 | 20 | Firm change | Other |
| EDWARD JONES | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 1, 2011 | Oct 28, 2011 | -4 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 162821:148338:FL:2015-04-29 | Apr 29, 2015 | Jan 1, 2025 | SARASOTA, FL | Firm change after gap |