DFX Intelligence

K••••••••• K•••••• O•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

K••••••••• K•••••• O•••••

Advisor at E•••••• A••••••• G••••• L••

GREENWOOD VILLAGE, CO | Overland Park, KS

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Search this name across graphsid dfx:ria:d1a271f2-cb35-3843-ef02-40b720f9284a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 5, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••• A••••••• G••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 17, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••• A••••••• G••••• L••	Bd affiliated wealth	Dec 17, 2021	n/a	yes	GREENWOOD VILLAGE, CO\|Overland Park, KS	Current employment
J••• M••••• I••••••••• I•••••••••	Former SEC adviser	Apr 5, 2005	Sep 3, 2014	no	NEW YORK, NY\|NEW YORK, NY\|NEW YORK, NY\|KANSAS CITY, MO\|KANSAS CITY, MO\|NEW YORK, NY\|NEW YORK, NY\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• I••••••••• I•••••••••	E•••••• A••••••• G••••• L••	Sep 3, 2014	Dec 17, 2021	2,662	Firm change after gap	Other

Relationships

Registered with (2)

→ E•••••• A••••••• G••••• L••Registered adviserregistration: current employment
Dec 17, 2021 to presentfactForm ADV
→ J••• M••••• I••••••••• I•••••••••Registered adviserregistration: previous registration
Apr 5, 2005 to Sep 3, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d1a271f2-cb35-3843-ef02-40b720f9284a
First observed: Apr 5, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.