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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)39 years in industry

DANIEL FUENTES

Advisor at USAA INVESTMENT SERVICES COMPANY

SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:d1aa3e5a-cbb3-9481-3437-c8302ab960f7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Dec 6, 1994 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: USAA INVESTMENT SERVICES COMPANY
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 29, 1986earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S65|S63
First exam: Dec 29, 1986
First registration: Dec 6, 1994
Dual registered: yes, broker-dealer
Other names: DAN FUENTES|DAN FUENTES
IAPD individual key: 1088246

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Jan 8, 2018	n/a	yes	SAN ANTONIO, TX\|SAN ANTONIO, TX	Current employment
USAA FINANCIAL PLANNING SERVICES	Former SEC adviser	Nov 30, 2009	Jan 8, 2018	no	SAN ANTONIO, TX	Previous registration
RIVERSTONE WEALTH MANAGEMENT	Former SEC adviser	May 13, 2009	Oct 20, 2009	no	SAN ANTONIO, TX	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Nov 6, 2008	May 18, 2009	no	BOERNE, TX	Previous registration
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Dec 6, 1994	Apr 30, 2008	no	SAN ANTONIO, TX\|SAN ANTONIO, TX\|SAN ANTONIO, TX\|SAN ANTONIO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
USAA FINANCIAL PLANNING SERVICES	USAA INVESTMENT SERVICES COMPANY	Jan 8, 2018	Jan 8, 2018	0	Bulk transfer	Other
RIVERSTONE WEALTH MANAGEMENT	USAA FINANCIAL PLANNING SERVICES	Oct 20, 2009	Nov 30, 2009	41	Firm change	Other
NEW ENGLAND SECURITIES CORPORATION	RIVERSTONE WEALTH MANAGEMENT	May 18, 2009	May 13, 2009	-5	Firm change	Other
USAA INVESTMENT SERVICES COMPANY	NEW ENGLAND SECURITIES CORPORATION	Apr 30, 2008	Nov 6, 2008	190	Firm change	Other

Relationships

Registered with (4)

→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Dec 6, 1994 to Apr 30, 2008factForm ADV
→ USAA FINANCIAL PLANNING SERVICESRegistered adviserregistration: previous registration
Nov 30, 2009 to Jan 8, 2018factForm ADV
→ RIVERSTONE WEALTH MANAGEMENTRegistered adviserregistration: previous registration
May 13, 2009 to Oct 20, 2009factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Nov 6, 2008 to May 18, 2009factForm ADV

Dated events

No dated event names this entity yet.