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C•••••••• E••••••• E•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

C•••••••• E••••••• E•••••••

Advisor at I••••••••• A•••••• A•••••••• L••

Lexington, KY

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Search this name across graphsid dfx:ria:d1b9ff37-a454-7536-7f00-6b487a7cd1c0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 22, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• A•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 10, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• A•••••• A•••••••• L••	I•••••••••_WEALTH	Mar 26, 2019	n/a	yes	Lexington, KY	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Aug 12, 2014	Dec 14, 2015	no	LEXINGTON, KY\|TAMPA, FL\|LEXINGTON, KY\|LEXINGTON, KY\|LEXINGTON, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• P•••••••	L•• F•••••••• L••	Mar 26, 2019	Aug 12, 2014	-1,687	Firm change after gap	Other
L•• F•••••••• L••	I••••••••• A•••••• A•••••••• L••	Dec 14, 2015	Mar 26, 2019

Relationships

Registered with (6)

→ I••••••••• A•••••• A•••••••• L••Registered adviserregistration: current employment
Mar 26, 2019 to presentfactForm ADV
→ I••••••••• F•••••••• P•••••••Registered adviserregistration: previous registration
Jul 19, 2012 to Mar 26, 2019factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 12, 2014 to Dec 14, 2015factForm ADV
→ R•••••• C•••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d1b9ff37-a454-7536-7f00-6b487a7cd1c0
First observed: Jan 22, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.