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Advisor at PURE WEALTH MANAGEMENT
CERRITOS, CA | Cerritos, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| PURE WEALTH MANAGEMENT | State registered | Jan 13, 2016 | n/a | yes | Cerritos, CA|CERRITOS, CA | Current employment |
| PURE WEALTH MANAGEMENT | State registered | Aug 6, 2010 | Dec 31, 2015 | no | CERRITOS, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 23, 2006 | Aug 10, 2010 | no | TEMECULA, CA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Jul 20, 2001 | Jan 24, 2006 | no | LADERA RANCH, CA|MISSION VIEJO, CA|LADERA RANCH, CA|LAGUNA NIGUEL, CA|HEMET, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | PURE WEALTH MANAGEMENT | Aug 10, 2010 | Aug 6, 2010 | -4 | Firm change | Wirehouse to state RIA |
| WELLS FARGO INVESTMENTS, LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jan 24, 2006 | Jan 23, 2006 | -1 | Firm change | Other |