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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

ERIC RALPH PRALL

Advisor at NORTHLAND ASSET MANAGEMENT

MINNEAPOLIS, MN | Columbus , OH

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Search this name across graphsid dfx:ria:d1c29cd0-b6e6-5660-f424-e58b961df6a8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 19, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHLAND ASSET MANAGEMENT
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 26, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 26, 2003
First registration: Apr 19, 2007
Dual registered: yes, broker-dealer
Other names: ERIC RALPH PRALL|Eric Prall
IAPD individual key: 4661975

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHLAND ASSET MANAGEMENT	Independent wealth	Dec 8, 2022	n/a	yes	MINNEAPOLIS, MN\|Columbus , OH	Current employment
HILLTOP SECURITIES INC.	Bd affiliated wealth	Nov 19, 2018	Nov 28, 2022	no	DALLAS, TX\|Powell, OH	Previous registration
ROSS, SINCLAIRE & ASSOCIATES, LLC	Former SEC adviser	Feb 11, 2011	Nov 20, 2018	no	CINCINNATI, OH\|COLUMBUS, OH\|Powell, OH	Previous registration
BUTLER, WICK & CO., INC.	n/a	Apr 19, 2007	Mar 5, 2009	no	WESTLAKE, OH\|COLUMBUS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HILLTOP SECURITIES INC.	NORTHLAND ASSET MANAGEMENT	Nov 28, 2022	Dec 8, 2022	10	Firm change	Ibd to RIA
ROSS, SINCLAIRE & ASSOCIATES, LLC	HILLTOP SECURITIES INC.	Nov 20, 2018	Nov 19, 2018	-1	Firm change	RIA to ibd
BUTLER, WICK & CO., INC.	ROSS, SINCLAIRE & ASSOCIATES, LLC	Mar 5, 2009	Feb 11, 2011	708	Firm change after gap	Other

Relationships

Registered with (4)

→ NORTHLAND ASSET MANAGEMENTRegistered adviserregistration: current employment
Dec 8, 2022 to presentfactForm ADV
→ HILLTOP SECURITIES INC.Registered adviserregistration: previous registration
Nov 19, 2018 to Nov 28, 2022factForm ADV
→ ROSS, SINCLAIRE & ASSOCIATES, LLCRegistered adviserregistration: previous registration
Feb 11, 2011 to Nov 20, 2018factForm ADV
→ BUTLER, WICK & CO., INC.Registered adviserregistration: previous registration
Apr 19, 2007 to Mar 5, 2009factForm ADV

Dated events

Occurred
Nov 28, 2022
Advisor changed firm
Eric Ralph Prall left Hilltop Securities Inc. for Northland Asset Management (registered 2022-12-08)
Form ADVobserved 6 days ago