DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Eric Ralph Prall
Feed of 09/15/2026
Also filed as Eric Ralph Prall
At current firm
3 y
since Dec 8, 2022
In the industry
22 y
since Sep 26, 2003 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Northland Asset Management independent RIA currentsince Dec 8, 2022 · Minneapolis, Mn
- Hilltop Securities Inc. BD affiliatedNov 19, 2018 to Nov 28, 2022 · Dallas, Tx
- Ross, Sinclaire & Associates, LLC formerFeb 11, 2011 to Nov 20, 2018 · Cincinnati, Oh
- Butler, Wick & Co., Inc. unclassifiedApr 19, 2007 to Mar 5, 2009 · Westlake, Oh
Moves
a registration end followed by a registration begin elsewhere
- Hilltop Securities Inc. to Northland Asset Managementleft Nov 28, 2022, registered Dec 8, 2022 (10 days) · Affiliated broker-dealer or bank to independent RIA
- Ross, Sinclaire & Associates, LLC to Hilltop Securities Inc.left Nov 20, 2018, registered Nov 19, 2018 (-1 days) · RIA to affiliated broker-dealer or bank
- Butler, Wick & Co., Inc. to Ross, Sinclaire & Associates, LLCleft Mar 5, 2009, registered Feb 11, 2011 (708 days) · Other
Signals
- Eric Ralph Prall left Hilltop Securities Inc. for Northland Asset Management (registered 2022-12-08)Nov 28, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address