DFX Intelligence

T••• N••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

T••• N••••• S••••••

Advisor at E••••••••• W••••• • F••••• O•••••

COLORADO SPRINGS, CO

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Search this name across graphsid dfx:ria:d1c7c6c4-38b6-9af7-0f31-04bdaf3ff281

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Dec 17, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••••••• W••••• • F••••• O•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••••• W••••• • F••••• O•••••	Independent wealth	Mar 25, 2026	n/a	yes	COLORADO SPRINGS, CO	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Feb 14, 2025	Apr 1, 2026	no	Colorado Springs, CO\|SAN DIEGO, CA\|Colorado Springs, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	E••••••••• W••••• • F••••• O•••••	Apr 1, 2026	Mar 25, 2026	-7	Firm change	Ibd to new firm
R•• C•••••• M••••••• L••	C••••••••• F•••••••• N••••••	Feb 27, 2025	Feb 14, 2025

Relationships

Registered with (3)

→ E••••••••• W••••• • F••••• O•••••Registered adviserregistration: current employment
Mar 25, 2026 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Feb 14, 2025 to Apr 1, 2026factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Dec 17, 2013 to Feb 27, 2025factForm ADV

Dated events

Occurred
Apr 1, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 27, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d1c7c6c4-38b6-9af7-0f31-04bdaf3ff281
First observed: Dec 17, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.