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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

TODD LEWIS LLOYD

Advisor at CHARLES SCHWAB & CO., INC.

Orange Village, OH

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Search this name across graphsid dfx:ria:d1c9c54a-43cd-b49d-82ff-12b4b282ef80

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 20, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 14, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 14, 2010
First registration: Apr 20, 2010
Dual registered: yes, broker-dealer
Other names: TODD L LLOYD|TODD LLOYD
IAPD individual key: 5648627

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 27, 2022	n/a	yes	Orange Village, OH	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Sep 3, 2015	Sep 7, 2023	no	BEACHWOOD, OH\|Orange Village, OH	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Sep 3, 2015	Oct 14, 2022	no	Orange Village, OH	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 1, 2012	Sep 3, 2015	no	CLEVELAND, OH	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Apr 20, 2010	Jan 30, 2012	no	UNIONTOWN, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Sep 7, 2023	Jan 27, 2022	-588	Bulk transfer	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 14, 2022	Sep 3, 2015	-2,598	Bulk transfer	Other
WELLS FARGO ADVISORS	TD AMERITRADE, INC.	Sep 3, 2015	Sep 3, 2015	0	Firm change	Other
PRUCO SECURITIES, LLC	WELLS FARGO ADVISORS	Jan 30, 2012	Feb 1, 2012	2	Firm change	Other

Relationships

Registered with (5)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Jan 27, 2022 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 3, 2015 to Sep 7, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Sep 3, 2015 to Oct 14, 2022factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 1, 2012 to Sep 3, 2015factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Apr 20, 2010 to Jan 30, 2012factForm ADV

Dated events

No dated event names this entity yet.