DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V••••• P••••••• W••••• A•••••••
ST LOUIS, MO | FORT WAYNE, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V••••• P••••••• W••••• A••••••• | Independent wealth | Jun 4, 2020 | n/a | yes | ST LOUIS, MO|FORT WAYNE, IN | Current employment |
| M••••• F••••• W•••••• L•• | Former SEC adviser | Sep 4, 2019 | Oct 15, 2019 | no | ST. LOUIS, MO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• F••••• W•••••• L•• | V••••• P••••••• W••••• A••••••• | Oct 15, 2019 | Jun 4, 2020 | 233 | Firm change | RIA to RIA |
| B••••••••• S•••••••• W•••••• L•• | M••••• F••••• W•••••• L•• | May 22, 2019 | Sep 4, 2019 |
| B••••••••• S•••••••• W•••••• L•• | Former SEC adviser | Apr 14, 2017 | May 22, 2019 | no | ST LOUIS, MO | Previous registration |
| E••••• J•••• | National bd RIA | Dec 13, 2007 | Apr 3, 2017 | no | ST. LOUIS, MO | Previous registration |
| 105 |
| Firm change |
| Ibd to RIA |
| E••••• J•••• | B••••••••• S•••••••• W•••••• L•• | Apr 3, 2017 | Apr 14, 2017 | 11 | Firm change | Other |