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Advisor at LINDSEY WEALTH MANAGEMENT
VINCENNES, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LINDSEY WEALTH MANAGEMENT | State registered | Dec 18, 2014 | n/a | yes | VINCENNES, IN | Current employment |
| CWM, LLC | Bd affiliated wealth | Oct 29, 2013 | Dec 15, 2014 | no | VENCENES, IN | Previous registration |
| DILLON WEALTH MANAGEMENT | n/a | Jul 22, 2013 | Sep 3, 2013 | no | VINCENNES, IN | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 6, 2010 | Dec 18, 2014 | no | PRINCETON, IN|FORT MILL, SC|VINCENNES, IN|VINCENNES, IN|PETERSBURG, IN | Previous registration |
| EDWARD JONES | National bd RIA | Oct 31, 2006 | Feb 1, 2008 | no | LAWRENCEVILLE, IL|ST. LOUIS, MO|JEFFERSONVILLE, IN | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jun 19, 2002 | Oct 10, 2002 | no | INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | DILLON WEALTH MANAGEMENT | Dec 18, 2014 | Jul 22, 2013 | -514 | Firm change after gap | Other |
| CWM, LLC | LINDSEY WEALTH MANAGEMENT | Dec 15, 2014 | Dec 18, 2014 | 3 | Firm change | Other |
| DILLON WEALTH MANAGEMENT | CWM, LLC | Sep 3, 2013 | Oct 29, 2013 | 56 | Firm change | Other |
| EDWARD JONES | LPL FINANCIAL LLC | Feb 1, 2008 | Jan 6, 2010 | 705 | Firm change after gap | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | EDWARD JONES | Oct 10, 2002 | Oct 31, 2006 | 1,482 | Firm change after gap | Ibd to ibd |