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G••••• F•••••••• L••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner25 years in industry

G••••• F•••••••• L••

Advisor at O•• S•••••• W••••• M••••••••• L••

KNOXVILLE, TN

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Search this name across graphsid dfx:ria:d1dcac41-0a58-095a-db97-c4c518c517c8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Feb 9, 2004 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

G••••• F••••••• L••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•• S•••••• W••••• M••••••••• L••
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 9, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
O•• S•••••• W••••• M••••••••• L••	Former SEC adviser	Aug 13, 2012	n/a	yes	KNOXVILLE, TN	Current employment
B•• C•••••• M••••••••• L••	Former SEC adviser	Oct 8, 2009	Sep 5, 2012	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B•• C•••••• M••••••••• L••	O•• S•••••• W••••• M••••••••• L••	Sep 5, 2012	Aug 13, 2012	-23	Firm change	Other
M••••• K••••• • C••••••• L••	B•• C•••••• M••••••••• L••	Aug 19, 2009

Relationships

Registered with (4)

→ O•• S•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 13, 2012 to presentfactForm ADV
→ B•• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 8, 2009 to Sep 5, 2012factForm ADV
→ M••••• K••••• • C••••••• L••Registered adviserregistration: previous registration
Mar 7, 2007 to Aug 19, 2009factForm ADV
→ A•••••• I••••••••• M••••••••• C•••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d1dcac41-0a58-095a-db97-c4c518c517c8
First observed: Feb 9, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.