DFX Intelligence

L••• W••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

L••• W••••• H•••••

Advisor at H• L• O••••• • C••••••• L••

GREENVILLE, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 17, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H• L• O••••• • C••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H• L• O••••• • C••••••• L••	Independent wealth	Jul 9, 2026	n/a	yes	GREENVILLE, NC\|GREENVILLE, NC	Current employment
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Sep 19, 2019	Jul 2, 2026	no	GREENVILLE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	H• L• O••••• • C••••••• L••	Jul 2, 2026	Jul 9, 2026	7	Firm change	Ibd to RIA
W•••• F•••• A•••••••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Sep 23, 2019	Sep 19, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
149018:313593:NC:2026-07-02	Jul 2, 2026	Jul 9, 2026	GREENVILLE, NC	Firm change
11025:149018:NC:2019-09-23	Sep 23, 2019	Sep 19, 2019	GREENVILLE, NC	Firm change

Relationships

Registered with (4)

→ H• L• O••••• • C••••••• L••Registered adviserregistration: current employment
Jul 9, 2026 to presentfactForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Sep 19, 2019 to Jul 2, 2026factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 27, 2017 to Sep 23, 2019factForm ADV
→ W•••• F•••• A•••••••

Dated events

Order

Occurred
2 Jul 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Dec 17, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.