J•••••• O•••••

Advisor at W•••• F•••• A•••••••

SAN LUIS OBISPO, CA | RENO, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d2012120-4030-5466-22c7-6ba38399b6b3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 15, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: May 13, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Feb 2, 2024	n/a	yes	RENO, NV\|SAN LUIS OBISPO, CA	Current employment
W•••• F•••• A•••••••	Wirehouse	May 16, 2016	Feb 2, 2024	no	SAN LUIS OBISPO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	W•••• F•••• A•••••••	Feb 2, 2024	Feb 2, 2024	0	Channel change	Wirehouse to wirehouse
M••••• S••••••	W•••• F•••• A•••••••	Jun 13, 2016	May 16, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:11025:CA:2024-02-02	Feb 2, 2024	Feb 2, 2024	SAN LUIS OBISPO, CA	Firm change
149777:19616:CA:2016-06-13	Jun 13, 2016	May 16, 2016	SAN LUIS OBISPO, CA	Firm change

Relationships

Registered with (5)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Feb 2, 2024 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
May 16, 2016 to Feb 2, 2024factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Jun 13, 2016factForm ADV
→ M••••• S•••••• • C•• L••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d2012120-4030-5466-22c7-6ba38399b6b3
First observed: May 15, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.