DFX Intelligence

T••••• T••••••• T••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

T••••• T••••••• T••••

Advisor at L•• F•••••••• L••

TAMPA, FL | TIMONIUM, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d2083d47-3d65-0db5-fd52-01f8324bde76

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jun 6, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 6, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 23, 2025	n/a	yes	TAMPA, FL\|TIMONIUM, MD	Current employment
M••••••• F•••••••• G••••• I•••	Former SEC adviser	Jul 29, 2021	Jul 16, 2025	no	Timonium, MD\|ROCKVILLE, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• F•••••••• G••••• I•••	L•• F•••••••• L••	Jul 16, 2025	May 23, 2025	-54	Firm change after gap	RIA to ibd
C•••••••• I••••••••• R••••••• A•••••••• I•••	M••••••• F•••••••• G••••• I•••	Aug 3, 2021	Jul 29, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
122320:6413:MD:2025-07-16	Jul 16, 2025	May 23, 2025	TIMONIUM, MD	Firm change after gap
134139:122320:MD:2021-08-03	Aug 3, 2021	Jul 29, 2021	BALTIMORE, MD	Firm change
10409:134139:MD:2018-09-05	Sep 5, 2018	Aug 27, 2018	HUNT VALLEY, MD	Firm change

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 23, 2025 to presentfactForm ADV
→ M••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Jul 29, 2021 to Jul 16, 2025factForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 27, 2018 to Aug 3, 2021factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

Occurred
Jul 16, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d2083d47-3d65-0db5-fd52-01f8324bde76
First observed: Jun 6, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.