RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• T••••••• T••••
- L•• F•••••••• L•• BD affiliated currentsince May 23, 2025 · Tampa, Fl
- M••••••• F•••••••• G••••• I••• formerJul 29, 2021 to Jul 16, 2025 · Timonium, Md
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedAug 27, 2018 to Aug 3, 2021 · Baltimore, Md
- M•• I•••••••• S•••••••• L•• BD affiliatedSep 24, 2015 to Sep 5, 2018 · Hunt Valley, Md
- P••• A••••• S••••••••• L•• BD affiliatedSep 4, 2014 to Aug 19, 2015 · Hunt Valley, Md
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedJun 6, 2006 to Nov 18, 2010 · Owings Mills, Md
- M••••••• F•••••••• G••••• I••• to L•• F•••••••• L••left Jul 16, 2025, registered May 23, 2025 (-54 days) · RIA to affiliated broker-dealer or bank · moved with a team
- C•••••••• I••••••••• R••••••• A•••••••• I••• to M••••••• F•••••••• G••••• I•••left Aug 3, 2021, registered Jul 29, 2021 (-5 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- M•• I•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Sep 5, 2018, registered Aug 27, 2018 (-9 days) · Affiliated broker-dealer or bank to another · moved with a team
- P••• A••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Aug 19, 2015, registered Sep 24, 2015 (36 days) · Other
- T• R••• P•••• A••••••• S•••••••• I••• to P••• A••••• S••••••••• L••left Nov 18, 2010, registered Sep 4, 2014 (1386 days) · Other
- T••••• T••••••• T•••• left M••••••• F•••••••• G••••• I••• for L•• F•••••••• L•• (registered 2025-05-23)Jul 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address