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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Fountain Valley, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Feb 22, 2024 | n/a | yes | Fountain Valley, CA | Current employment |
| CROWN CAPITAL SECURITIES, L.P. | Former SEC adviser | Dec 12, 2017 | Feb 27, 2024 | no | FOUNTAIN VALLEY, CA|ORANGE, CA|FOUNTAIN VALLEY, CA|FOUNTAIN VALLEY, CA | Previous registration |
| FIRST ALLIED ADVISORY SERVICES, INC. | Former SEC adviser | Jul 2, 2012 | Dec 12, 2017 | no | CHESTERFIELD, MO|FOUNTAIN VALLEY, CA|LAKE HAVASU CITY, AZ | Previous registration |
| FIRST ALLIED SECURITIES, INC. | Former SEC adviser | Oct 12, 2010 | Jul 2, 2012 | no | SAN DIEGO, CA|FOUNTAIN VALLEY, CA|LAKE HAVASU CITY, AZ | Previous registration |
| THE FINANCIAL ADVISORS NETWORK | n/a | Jan 2, 2004 | Jun 30, 2005 | no | FOUNTAIN VALLEY, CA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Dec 31, 1997 | Oct 18, 2010 | no | FOUNTAIN VALLEY, CA|FOUNTAIN VALLEY, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CROWN CAPITAL SECURITIES, L.P. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Feb 27, 2024 | Feb 22, 2024 | -5 | Firm change | Ibd to ibd |
| FIRST ALLIED ADVISORY SERVICES, INC. | CROWN CAPITAL SECURITIES, L.P. | Dec 12, 2017 | Dec 12, 2017 | 0 | Firm change | Other |
| FIRST ALLIED SECURITIES, INC. | FIRST ALLIED ADVISORY SERVICES, INC. | Jul 2, 2012 | Jul 2, 2012 | 0 | Bulk transfer | Other |
| LPL FINANCIAL LLC | THE FINANCIAL ADVISORS NETWORK | Oct 18, 2010 | Jan 2, 2004 | -2,481 | Firm change after gap | Other |
| THE FINANCIAL ADVISORS NETWORK | FIRST ALLIED SECURITIES, INC. | Jun 30, 2005 | Oct 12, 2010 | 1,930 | Firm change after gap | Other |