DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••••• G••••• M••••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedFountain Valley, Cadual registrantIAPD 1145401

Feed of 09/14/2026

Also filed as Ed M••••••

At current firm

2 y

since Feb 22, 2024

In the industry

35 y

since Jan 25, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Feb 22, 2024 · Fountain Valley, Ca
C•••• C•••••• S••••••••• L••• former
Dec 12, 2017 to Feb 27, 2024 · Fountain Valley, Ca
F•••• A••••• A••••••• S•••••••• I••• former
Jul 2, 2012 to Dec 12, 2017 · Chesterfield, Mo
F•••• A••••• S••••••••• I••• former
Oct 12, 2010 to Jul 2, 2012 · San Diego, Ca
T•• F•••••••• A••••••• N•••••• unclassified
Jan 2, 2004 to Jun 30, 2005 · Fountain Valley, Ca
L•• F•••••••• L•• BD affiliated
Dec 31, 1997 to Oct 18, 2010 · Fountain Valley, Ca

Moves

a registration end followed by a registration begin elsewhere

C•••• C•••••• S••••••••• L••• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Feb 27, 2024, registered Feb 22, 2024 (-5 days) · Affiliated broker-dealer or bank to another
F•••• A••••• A••••••• S•••••••• I••• to C•••• C•••••• S••••••••• L•••
left Dec 12, 2017, registered Dec 12, 2017 (0 days) · Other
F•••• A••••• S••••••••• I••• to F•••• A••••• A••••••• S•••••••• I•••
left Jul 2, 2012, registered Jul 2, 2012 (0 days) · corporate re-registration, not a move
L•• F•••••••• L•• to T•• F•••••••• A••••••• N••••••
left Oct 18, 2010, registered Jan 2, 2004 (-2481 days) · Other
T•• F•••••••• A••••••• N•••••• to F•••• A••••• S••••••••• I•••
left Jun 30, 2005, registered Oct 12, 2010 (1930 days) · Other

Signals

E••••• G••••• M•••••• left C•••• C•••••• S••••••••• L••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2024-02-22)
Feb 27, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 35derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address