DFX Intelligence

D•••• A•••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

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D•••• A•••• F••••

Advisor · Advisor at A••••••••• F•••••••• S•••••••• L••dual registered (broker-dealer)41 years in industry· Johnstown, PA

As of 2026-09-25 · this record's last observation

Relationships: 3
Dated events: 1
Observed: Mar 29, 2012 to Sep 25, 2026

As of 2026-09-25 · this record's last observation

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 26, 2026, 2:53 AM UTC and rebuilt at most every 15 minutes.

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jun 10, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Sep 14, 2026	n/a	yes	Johnstown, PA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Oct 14, 2016	Sep 24, 2026	no	NANTY GLO, PA\|JOHNSTOWN, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	A••••••••• F•••••••• S•••••••• L••	Sep 24, 2026	Sep 14, 2026	-10	Firm change	Ibd to ibd
I••••••••• P••••••••• I•••	L•• F•••••••• L••	Sep 12, 2016	Oct 14, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:6363:PA:2026-09-24	Sep 24, 2026	Sep 14, 2026	JOHNSTOWN, PA	Firm change

Relationships

Registered with (3)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
Sep 14, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Oct 14, 2016 to Sep 24, 2026factForm ADV
→ I••••••••• P••••••••• I•••Registered adviserregistration: previous registration
Mar 29, 2012 to Sep 12, 2016factForm ADV

Dated events

Order

Occurred
24 Sep 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 29, 2012
Last observed: Sep 25, 2026 26 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.