DFX Intelligence
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Reading the graph
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Advisor at P••••••
Melville, NY | SHELTON, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••• | Mixed wealth | Jun 1, 2021 | n/a | yes | SHELTON, CT|Melville, NY | Current employment |
| P•••••• I••••••••• P•••••••• L•• | Former SEC adviser | Jun 1, 2021 | Dec 31, 2021 | no | SHELTON, CT|Melville, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••••• I••••••••• P•••••••• L•• | P•••••• | Dec 31, 2021 | Jun 1, 2021 | -213 | Firm change after gap | Other |
| P•••••• P••••••• G••••• L•• | P•••••• I••••••••• P•••••••• L•• | Jul 27, 2021 | Jun 1, 2021 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 288244:288239:NY:2021-12-31 | Dec 31, 2021 | Jun 1, 2021 | MELVILLE, NY | Firm change after gap |
| 126575:288244:NY:2021-07-27 | Jul 27, 2021 | Jun 1, 2021 | MELVILLE, NY | Firm change after gap |
| P•••••• P••••••• G••••• L•• | Former SEC adviser | Apr 25, 2016 | Jul 27, 2021 | no | MELVILLE, NY | Previous registration |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | May 28, 2015 | Jan 20, 2016 | no | PATCHOGUE, NY|NEW YORK, NY | Previous registration |
| A••••••• P••••••••• A•••••••• I•• | Former SEC adviser | Jan 14, 2015 | Apr 8, 2015 | no | HOLBROOK, NY | Previous registration |
| 1•• W•••••••• A•••••••• L••• | Former SEC adviser | Oct 14, 2005 | Apr 20, 2006 | no | SHREWSBURY, NJ | Previous registration |
| -56 |
| Firm change after gap |
| Other |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | P•••••• P••••••• G••••• L•• | Jan 20, 2016 | Apr 25, 2016 | 96 | Firm change | Other |
| A••••••• P••••••••• A•••••••• I•• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Apr 8, 2015 | May 28, 2015 | 50 | Firm change | Other |
| 1•• W•••••••• A•••••••• L••• | A••••••• P••••••••• A•••••••• I•• | Apr 20, 2006 | Jan 14, 2015 | 3,191 | Firm change after gap | Other |