J•••• L• K•••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Burlington, KY | Fairfield, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d22f089c-5fff-8408-c49d-eb816ce93623

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jan 14, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 30, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Dec 24, 2025	n/a	yes	Fairfield, IA\|Burlington, KY	Current employment
O•••• W•••••• I•••	Bd affiliated wealth	Sep 1, 2023	Nov 8, 2024	no	SCOTTSDALE, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
O•••• W•••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Nov 8, 2024	Dec 24, 2025	411	Firm change after gap	Ibd to ibd
S•••••••• F••••••••• I•••	O•••• W•••••• I•••	Sep 1, 2023	Sep 1, 2023

Relationships

Registered with (7)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Dec 24, 2025 to presentfactForm ADV
→ O•••• W•••••• I•••Registered adviserregistration: previous registration
Sep 1, 2023 to Nov 8, 2024factForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Jan 12, 2023 to Sep 1, 2023factForm ADV
→ M••• M••••••••• L••

Dated events

Occurred
Nov 8, 2024
Advisor changed firm
J•••• L• K••••• left O•••• W•••••• I••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2025-12-24)
Form ADVobserved 7 days ago
Occurred
Aug 1, 2022
Advisor changed firm
J•••• L• K••••• left M••• M••••••••• L•• for S•••••••• F••••••••• I••• (registered 2023-01-12)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d22f089c-5fff-8408-c49d-eb816ce93623
First observed: Jan 14, 2009
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.