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D••••• • C••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

D••••• • C••••••• I•••

CRD 1697

LEXINGTON, KY

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Search this name across graphsid dfx:ria:d2381fff-a418-a939-71c3-4312cec3b3ac

Data as of Feb 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 5
On other graphs: 0
Observed: Feb 8, 2012 to Feb 20, 2026
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=8.0
Regulatory AUM: $888MItem 5.F on the latest filing (2026-02-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $888M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••• O• T•• B•••••••• • T•••• C••••••	Trustee	Na	yes	05/2018	Feb 12, 2019	May 28, 2024
B••• O• T•• B•••••••• • T•••• C••••••	Trustee	C	yes	05/2018	Feb 12, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$888M	$956M	-7.1%	$1.1B	-6.9%	12	12	0	0

Relationships

Controls (9)

← D•••••• M••••••• M••••OwnerVICE PRESIDENT, SECRETARY, TREASURER, ownership code NA, individual
Feb 8, 2012 to May 28, 2024factForm ADV
← G•••••• L•••• D•••••OwnerSHAREHOLDER/DIRECTOR, ownership code C, individual
Nov 3, 2014 to May 28, 2024factForm ADV
← H•••••••• V•••••• H••••OwnerVICE PRESIDENT, ownership code NA, individual
Feb 2, 2016 to May 28, 2024factForm ADV
← C••••• H••••• B•••••OwnerVICE PRESIDENT, ownership code NA, individual
Feb 12, 2019 to May 28, 2024

Dated events

Occurred
May 1, 2024
Control person left
Harriet Dupree Bradley (Shareholder/Director) no longer on Schedule A of D••••• • C••••••• I••• (listed 2023-02-14, absent 2024-05-01)
Form ADVobserved 7 days ago
Occurred
May 1, 2024
Control person joined
Guy Bradley (Executor, Estate Of Harriet Dupree Bradley) appeared on Schedule A of D••••• • C••••••• I•••
Form ADVobserved 7 days ago
Occurred
Feb 25, 2020
Control person left
Mark Thomas Macdonald (Executor, Est Of Thomas P. Dupree Sr.) no longer on Schedule A of D••••• • C••••••• I••• (listed 2020-02-03, absent 2020-02-25)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d2381fff-a418-a939-71c3-4312cec3b3ac
First observed: Feb 8, 2012
Last observed: Feb 20, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Feb 20, 2026	$888M	$888M	12	4	0	n/a	n/a
2024	Mar 24, 2025	$956M	$956M	12	4	0	n/a	n/a
2023	May 1, 2024	$1.0B	$1.0B	13	5	0	n/a	n/a
2022	Feb 14, 2023	$1.1B	$1.1B	13	6	0	n/a	n/a
2021	Feb 7, 2022	$1.4B	$1.4B	13	6	0	n/a	n/a
2020	Mar 8, 2021	$1.4B	$1.4B	13	6	0	n/a	n/a
2019	Feb 3, 2020	$1.4B	$1.4B	12	6	0	n/a	n/a
2018	Feb 12, 2019	$1.3B	$1.3B	12	6	0	n/a	n/a
2017	Feb 15, 2018	$1.4B	$1.4B	14	5	0	n/a	n/a
2016	Feb 3, 2017	$1.4B	$1.4B	13	5	n/a	n/a	n/a
2015	Feb 2, 2016	$1.4B	$1.4B	13	5	n/a	n/a	n/a
2014	Jan 27, 2015	$1.4B	$1.4B	14	5	n/a	n/a	n/a
2013	Feb 7, 2014	$1.3B	$1.3B	15	5	n/a	n/a	n/a
2012	Feb 7, 2013	$1.4B	$1.4B	15	5	n/a	n/a	n/a
2011	Feb 8, 2012	$1.3B	$1.3B	n/a	n/a	n/a	n/a	n/a