DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Dupree & Company, Inc.
Latest filing Feb 20, 2026
First filing on the tape Feb 8, 2012 · 21 filings
SEC status approved since Aug 4, 1977
RAUM
$888M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$888M as of Feb 20, 2026
Feb 8, 2012$1.3B then
HNW client RAUM: $0
State-registered IARs (5.B.3)0 as of Feb 20, 2026
Feb 7, 20133 then
Employees (5.A)12 as of Feb 20, 2026
Feb 7, 201315 then
Private funds: no history
RAUM -7.1% over the last fiscal year-6.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $888MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -7.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$888M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=8.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Guy Bradley · Executor, Estate Of Harriet Dupree Bradleycontrolsince 10/2023 · owns less than 5%
- Huston Barrow Combs · Vice Presidentcontrolsince 12/2018 · owns less than 5%
- Michelle Marie Dragoo · Vice President, Secretary, Treasurercontrolsince 06/1996 · owns less than 5%
- Allen Evans Mr. III Grimes · President, Chief Compliance Officer, Financial Principal, Shareholder, Directorcontrolsince 12/2005 · owns less than 5%
- Lamar Dupree Grimes · Shareholder/Directorcontrolsince 04/2014 · owns 25% to 50%
- Vincent Henry Harrison · Vice Presidentcontrolsince 10/2015 · owns less than 5%
- Guy Bradley · Executor, Estate Of Harriet Dupree Bradleycontrolsince 10/2023 · owns 25% to 50% of Estate Of Harriet Dupree Bradley
Entity owners
- Bank Of The Bluegrass & Trust Company · Trusteedirect · owns less than 5%
- Bank Of The Bluegrass Succ Tr For Clara G Dupree Tr Ua Fbo David G. Dupree · Shareholderdirect · owns 25% to 50%
- Estate Of Harriet Dupree Bradley, Guy Bradley Executor · Shareholderdirect · owns 25% to 50%
- Bank Of The Bluegrass & Trust Company · Trusteeindirect · owns 25% to 50% of Clara G Dupree Trusts
- Bank Of The Bluegrass Succ Tr For Clara G Dupree Tr Ua Fbo Harriet Dupree Bradley · Shareholderdirect · owns 5% to 10%
- Bank Of The Bluegrass Succ Tr For Clara G Dupree Tr Ua Fbo Lamar Dupree Grimes · Shareholderdirect · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Discretionary RAUM · $956M to $888MMar 24, 2025 to Feb 20, 2026
- RAUM · $956M to $888MMar 24, 2025 to Feb 20, 2026
- Advisory employees · 5 to 4May 28, 2024 to Mar 24, 2025
- Employees · 13 to 12May 28, 2024 to Mar 24, 2025
- Financial planning clients · unset to May 28, 2024 to Mar 24, 2025
- Discretionary RAUM · $1.0B to $956MMay 28, 2024 to Mar 24, 2025
- RAUM · $1.0B to $956MMay 28, 2024 to Mar 24, 2025
- Advisory employees · 6 to 5Feb 14, 2023 to May 1, 2024
- BD registered reps · 7 to 8Feb 14, 2023 to May 1, 2024
- Discretionary RAUM · $1.1B to $1.0BFeb 14, 2023 to May 1, 2024
- RAUM · $1.1B to $1.0BFeb 14, 2023 to May 1, 2024
- Discretionary RAUM · $1.4B to $1.1BFeb 7, 2022 to Feb 14, 2023
- RAUM · $1.4B to $1.1BFeb 7, 2022 to Feb 14, 2023
- Discretionary RAUM · $1.4B to $1.4BMar 8, 2021 to Feb 7, 2022
- RAUM · $1.4B to $1.4BMar 8, 2021 to Feb 7, 2022
- Employees · 12 to 13Feb 25, 2020 to Mar 8, 2021
- Discretionary RAUM · $1.4B to $1.4BFeb 25, 2020 to Mar 8, 2021
- RAUM · $1.4B to $1.4BFeb 25, 2020 to Mar 8, 2021
- Discretionary RAUM · $1.4B to $1.4BFeb 3, 2020 to Feb 25, 2020
- RAUM · $1.4B to $1.4BFeb 3, 2020 to Feb 25, 2020
- Charity clients · 0.0 to unsetFeb 12, 2019 to Feb 3, 2020
- Corporate clients · 0.0 to unsetFeb 12, 2019 to Feb 3, 2020
- HNW clients · 0.0 to unsetFeb 12, 2019 to Feb 3, 2020
- Individual clients · 0.0 to unsetFeb 12, 2019 to Feb 3, 2020
- Pension plan clients · 0.0 to unsetFeb 12, 2019 to Feb 3, 2020
- Pooled vehicle clients · 0.0 to unsetFeb 12, 2019 to Feb 3, 2020
- Discretionary RAUM · $1.3B to $1.4BFeb 12, 2019 to Feb 3, 2020
- HNW RAUM · 0.0 to unsetFeb 12, 2019 to Feb 3, 2020
- Individual RAUM · 0.0 to unsetFeb 12, 2019 to Feb 3, 2020
- Pension RAUM · 0.0 to unsetFeb 12, 2019 to Feb 3, 2020
- Pooled vehicle RAUM · 0.0 to unsetFeb 12, 2019 to Feb 3, 2020
- RAUM · $1.3B to $1.4BFeb 12, 2019 to Feb 3, 2020
- Related broker-dealer · false to trueMay 15, 2018 to Feb 12, 2019
- Advisory employees · 5 to 6May 15, 2018 to Feb 12, 2019
- Charity clients · unset to 0.0May 15, 2018 to Feb 12, 2019
- Corporate clients · unset to 0.0May 15, 2018 to Feb 12, 2019
- HNW clients · unset to 0.0May 15, 2018 to Feb 12, 2019
- Individual clients · unset to 0.0May 15, 2018 to Feb 12, 2019
- Pension plan clients · unset to 0.0May 15, 2018 to Feb 12, 2019
- Pooled vehicle clients · unset to 0.0May 15, 2018 to Feb 12, 2019
Signals
5 dated events
- Harriet Dupree Bradley (Shareholder/Director) no longer on Schedule A of Dupree & Company, Inc. (listed 2023-02-14, absent 2024-05-01)May 1, 2024 · Control person left · inference
- Guy Bradley (Executor, Estate Of Harriet Dupree Bradley) appeared on Schedule A of Dupree & Company, Inc.May 1, 2024 · Control person joined · fact
- Mark Thomas Macdonald (Executor, Est Of Thomas P. Dupree Sr.) no longer on Schedule A of Dupree & Company, Inc. (listed 2020-02-03, absent 2020-02-25)Feb 25, 2020 · Control person left · inference
- Mark Thomas Macdonald (Executor, Est Of Thomas P. Dupree Sr.) appeared on Schedule A of Dupree & Company, Inc.Feb 12, 2019 · Control person joined · fact
- Huston Barrow Combs (Vice President) appeared on Schedule A of Dupree & Company, Inc.Feb 12, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 859-254-7741reportedpublic record, Form ADV, Feb 20, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026