DFX Intelligence

L•••• A••••• R•••••••• N••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

L•••• A••••• R•••••••• N••••

Advisor at F••• L••

GUAYNABO, PR

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Search this name across graphsid dfx:ria:d2389f7f-6145-aa2e-9503-f08cdfe3c3a2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 23, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Feb 2, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••• L••	Mixed wealth	Nov 16, 2021	n/a	yes	GUAYNABO, PR	Current employment
H•••••• J• S••• C•••••• M••••••••• I•••	Independent wealth	Feb 5, 2018	Oct 7, 2021	no	Guaynabo, PR\|FAIRFIELD, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H•••••• J• S••• C•••••• M••••••••• I•••	F••• L••	Oct 7, 2021	Nov 16, 2021	40	Firm change	RIA to RIA
S•••••••• S•••••••••	H•••••• J• S••• C•••••• M••••••••• I•••	Feb 12, 2018	Feb 5, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
41791:134510:PR:2018-02-12	Feb 12, 2018	Feb 5, 2018	GUAYNABO, PR	Firm change

Relationships

Registered with (3)

→ F••• L••Registered adviserregistration: current employment
Nov 16, 2021 to presentfactForm ADV
→ H•••••• J• S••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
Feb 5, 2018 to Oct 7, 2021factForm ADV
→ S•••••••• S•••••••••Registered adviserregistration: previous registration
Mar 23, 2010 to Feb 12, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d2389f7f-6145-aa2e-9503-f08cdfe3c3a2
First observed: Mar 23, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.