DFX Intelligence

S••••• R•• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorPersonal Financial Specialist36 years in industry

S••••• R•• B•••••••••

Advisor at A••••••••• W••••• C••••••••• L••

WICHITA, KS | HAYS, KS

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Search this name across graphsid dfx:ria:d2476648-2409-7d34-2c9e-1e4e20bbbdcc

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 18, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• W••••• C••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• W••••• C••••••••• L••	Independent wealth	Jul 2, 2020	n/a	yes	WICHITA, KS\|HAYS, KS	Current employment
A•••••• A••••••• S•••••••	Former SEC adviser	Sep 18, 2009	Jun 25, 2020	no	HAYS, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••••• A••••••• S•••••••	A••••••••• W••••• C••••••••• L••	Jun 25, 2020	Jul 2, 2020	7	Firm change	Ibd to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
104556:308410:KS:2020-06-25	Jun 25, 2020	Jul 2, 2020	HAYS, KS	Firm change

Relationships

Registered with (2)

→ A••••••••• W••••• C••••••••• L••Registered adviserregistration: current employment
Jul 2, 2020 to presentfactForm ADV
→ A•••••• A••••••• S•••••••Registered adviserregistration: previous registration
Sep 18, 2009 to Jun 25, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d2476648-2409-7d34-2c9e-1e4e20bbbdcc
First observed: Sep 18, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.