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CRD 308410
WICHITA, KS
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J••••• T•••• M••••••• | Personal Financial Specialist | WICHITA, KS | HUTCHINSON, KS | 6 | 26 | 1 | no |
| B•••• C••• S••••• | n/a | WICHITA, KS | GREAT BEND, KS | 6 | 38 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| A••••••••• L•• | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | E | yes | 03/2020 | Aug 18, 2026 | Aug 18, 2026 |
| M•••••••• J•••••• T•••• | PARTNER AND WEALTH CONSULTANT | Na | yes | 03/2020 | Aug 18, 2026 | Aug 18, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| A•••• B••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Hays | Ks | United States | 3 | yes |
| Hutchinson | Ks | United States | 3 | yes |
| Jonesboro | Ar | United States | 1 | yes |
| LITTLE ROCK | Ar | United States | 1 | no |
| GREAT BEND | Ks | United States |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 1 | 1 | 6.7% | 0 | 0 | 0 | 3 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.1B | $881M | 27.3% | $504M | 30.5% | 22 | 20 | 7 | 7 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| A•••••• A••••••• S••••••• | 5 | Jun 25, 2020 | Jul 2, 2020 | HAYS, KS | Team lift out | Ibd to new firm | 0.3% |
| no |
| J••• A•••••• F•• | Personal Financial Specialist | WICHITA, KS | HAYS, KS | 6 | 15 | 1 | no |
| T•••• L••••• W••••••• | Certified Financial Planner | WICHITA, KS | McPherson, KS | Hutchinson, KS | 6 | 11 | 2 | no |
| S••••• R•• B••••••••• | Personal Financial Specialist | WICHITA, KS | HAYS, KS | 6 | 36 | 1 | no |
| J•••••• A• S•••• | n/a | WICHITA, KS | 6 | 21 | 3 | no |
| G••••• C••••••••• M••••• | Certified Financial Planner | WICHITA, KS | HAYS, KS | 5 | 35 | 6 | no |
| B•••• I••••• M••••• | Certified Financial Planner | WICHITA, KS | HUTCHINSON, KS | 4 | 10 | n/a | no |
| J•••• V•••••• | Chartered Financial Analyst | WICHITA, KS | 4 | 15 | n/a | no |
| T••• R••••• S•••••••• | n/a | WICHITA, KS | HUTCHINSON, KS | 3 | 16 | 1 | no |
| Q•••••• T••••• B•••••• | n/a | OVERLAND PARK, KS | WICHITA, KS | 2 | 12 | 1 | no |
| T•••• P•••• L• | n/a | WICHITA, KS | 1 | 12 | n/a | no |
| C••• E••••• S••••• | n/a | GREAT BEND, KS | WICHITA, KS | 0 | 11 | n/a | no |
| D•••• M••••• | n/a | OVERLAND PARK, KS | WICHITA, KS | 0 | 23 | 1 | no |
| B•••• A••• W•••• | n/a | WICHITA, KS | OVERLAND PARK, KS | 0 | 22 | 5 | no |
| CHIEF EXECUTIVE OFFICER |
| Na |
| yes |
| 01/2026 |
| Aug 18, 2026 |
| Aug 18, 2026 |
| V••••••• J•••• | CHIEF INVESTMENT OFFICER | Na | yes | 06/2026 | Aug 18, 2026 | Aug 18, 2026 |
| B•••••• B•••••• L•• | WEALTH OPERATIONS MANAGER AND CHIEF COMPLIANCE OFFICER | Na | yes | 02/2022 | Feb 18, 2022 | Nov 15, 2024 |
| M•••••••• J•••••• T•••• | Member | F | yes | 10/2019 | Apr 7, 2020 | Nov 15, 2024 |
| yes |
| Mcpherson | Ks | United States | 1 | yes |
| OVERLAND PARK | Ks | United States | 1 | yes |
| $1.1B |
| $970M |
| 22 |
| 17 |
| 7 |
| n/a |
| n/a |
| 2024 | Jan 30, 2025 | $881M | $785M | 20 | 15 | 7 | n/a | n/a |
| 2023 | Mar 6, 2024 | $652M | $593M | 21 | 14 | 7 | n/a | n/a |
| 2022 | Mar 6, 2023 | $504M | $472M | 17 | 11 | 6 | n/a | n/a |
| 2021 | Feb 18, 2022 | $398M | $398M | 15 | 9 | 3 | n/a | n/a |
| 2020 | Mar 9, 2021 | $303M | $303M | 14 | 7 | 3 | n/a | n/a |