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Advisor at MAIA WEALTH
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MAIA WEALTH | Independent wealth | Mar 6, 2023 | n/a | yes | DENVER, CO | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Sep 23, 2014 | Feb 11, 2019 | no | DENVER, CO | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Jun 20, 2012 | Sep 4, 2014 | no | DENVER, CO|DENVER, CO|GREENWOOD VLG, CO|DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | MAIA WEALTH | Feb 11, 2019 | Mar 6, 2023 | 1,484 | Firm change after gap | Ibd to RIA |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | MML INVESTORS SERVICES, LLC | Sep 4, 2014 | Sep 23, 2014 | 19 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 10409:292817:CO:2019-02-11 | Feb 11, 2019 | Mar 6, 2023 | DENVER, CO | Firm change after gap |