DFX Intelligence

D••••• P••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

D••••• P••• K•••••

Advisor at F••••••

SAN FRANCISCO, CA | Columbia, MO

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Search this name across graphsid dfx:ria:d25f7652-3899-c983-19b9-b975093ebf66

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 24, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••	Independent wealth	Apr 1, 2024	n/a	yes	SAN FRANCISCO, CA\|Columbia, MO	Current employment
W• W••••• P••••••• L••	Former SEC adviser	May 7, 2020	Apr 2, 2024	no	COLUMBIA, MO\|COLUMBIA, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W• W••••• P••••••• L••	F••••••	Apr 2, 2024	Apr 1, 2024	-1	Firm change	RIA to RIA
V• W••••• A••••••• L••	W• W••••• P••••••• L••	Jul 1, 2020	May 7, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
153278:306951:KS:2020-07-01	Jul 1, 2020	May 7, 2020	OVERLAND PARK, KS	Firm change after gap

Relationships

Registered with (3)

→ F••••••Registered adviserregistration: current employment
Apr 1, 2024 to presentfactForm ADV
→ W• W••••• P••••••• L••Registered adviserregistration: previous registration
May 7, 2020 to Apr 2, 2024factForm ADV
→ V• W••••• A••••••• L••Registered adviserregistration: previous registration
Oct 24, 2018 to Jul 1, 2020factForm ADV

Dated events

Occurred
Apr 2, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d25f7652-3899-c983-19b9-b975093ebf66
First observed: Oct 24, 2018
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.