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CRD 158671
LARKSPUR, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| Borst, Nicholas, Stephen | VICE PRESIDENT | Na | yes | 01/2018 | Mar 25, 2022 | Mar 26, 2024 |
| FOSTER REVOCABLE LIVING TRUST (PLEASE SEE SCHEDULE D - MISCELLANEOUS FOR FULL NAME OF TRUST) | Member | E | yes | 07/2011 | Dec 5, 2011 | Mar 26, 2024 |
| FOSTER, ANDREW, THEODORE | Trustee | C | yes | 08/2009 | Nov 14, 2011 | Mar 26, 2024 |
| FOSTER, ANDREW, THEODORE | CHIEF INVESTMENT OFFICER, MANAGING MEMBER | Na | yes | 04/2011 | Nov 14, 2011 | Mar 26, 2024 |
| FOSTER, MICHELLE, MARIE | Trustee | C | yes | 08/2009 | Nov 14, 2011 | Mar 26, 2024 |
| FOSTER, MICHELLE, MARIE | CHIEF EXECUTIVE OFFICER, MANAGING MEMBER | Na | yes | 04/2011 | Nov 14, 2011 | Mar 26, 2024 |
| LAMMERT, JAMES, KEVIN | CHIEF FINANCIAL OFFICER | Na | yes | 07/2016 | Mar 29, 2017 | Mar 26, 2024 |
| LENIK, DAVID, CHARLES | CHIEF COMPLIANCE OFFICER | Na | yes | 06/2016 | Jul 21, 2016 | Mar 26, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $3.4B | $3.4B | 19 | 10 | 0 | n/a | n/a |
| 2024 | Mar 27, 2025 | $3.0B | $3.0B | 17 | 10 | 0 | n/a | n/a |
| 2023 | Mar 26, 2024 | $3.5B | $3.5B | 19 | 11 | 0 | n/a | n/a |
| 2022 | Mar 29, 2023 | $2.2B | $2.2B | 17 | 10 | 0 | n/a | n/a |
| 2021 | Mar 25, 2022 | $2.0B | $2.0B | 14 | 8 | 0 | n/a | n/a |
| 2020 | Mar 30, 2021 | $2.0B | $2.0B | 15 | 9 | 0 | n/a | n/a |
| 2019 | Mar 25, 2020 | $1.2B | $1.2B | 15 | 9 | 0 | n/a | n/a |
| 2018 | Mar 26, 2019 | $1.6B | $1.6B | 17 | 10 | 0 | n/a | n/a |
| 2017 | Mar 28, 2018 | $3.2B | $3.2B | 17 | 10 | 0 | n/a | n/a |
| 2016 | Mar 29, 2017 | $2.3B | $2.3B | 16 | 10 | n/a | n/a | n/a |
| 2015 | Mar 29, 2016 | $1.1B | $1.1B | 9 | 6 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $188M | $188M | 7 | 5 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $107M | $107M | 4 | 3 | n/a | n/a | n/a |
| 2012 | Mar 19, 2013 | $76.9M | $76.9M | 5 | 4 | n/a | n/a | n/a |
| 2011 | Mar 15, 2012 | $1.5M | $1.5M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $3.4B | $3.0B | 11.9% | $2.2B | 15.2% | 19 | 17 | 0 | 0 |