DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

S••••••• C•••••• P•••••••• L••

Asset manager (funds and pooled vehicles)Larkspur, CaliforniaCRD 158671SEC 801-72898websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Nov 14, 2011 · 28 filings
SEC status approved since Dec 23, 2011
RAUM
$3.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
19
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$3.4B as of Mar 31, 2026
Mar 15, 2012$1.5M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 19, 20130 then
Employees (5.A)19 as of Mar 31, 2026
Mar 19, 20135 then
Private funds: no history
RAUM +12% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$1.7BderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
+12%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for investment companiesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$3.4B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=5.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B••••• N•••••••• S•••••• · Vice Presidentcontrol
        since 01/2018 · owns less than 5%
      • F•••••• A•••••• T••••••• · Chief Investment Officer, Managing Membercontrol
        since 04/2011 · owns less than 5%
      • F•••••• M•••••••• M•••• · Chief Executive Officer, Managing Membercontrol
        since 04/2011 · owns less than 5%
      • L••••••• J••••• K•••• · Chief Financial Officercontrol
        since 07/2016 · owns less than 5%
      • L••••• D••••• C•••••• · Chief Compliance Officercontrol
        since 06/2016 · owns less than 5%
      • F•••••• A•••••• T••••••• · Trusteecontrol
        since 08/2009 · owns 25% to 50% of F••••• R•••••••• L••••• T•••• •••••• S•• S••••••• D• • M••••••••• F•• F••• N••• O• T•••••
      • F•••••• M•••••••• M•••• · Trusteecontrol
        since 08/2009 · owns 25% to 50% of F••••• R•••••••• L••••• T•••• •••••• S•• S••••••• D• • M••••••••• F•• F••• N••• O• T•••••
      Entity owners
      • F••••• R•••••••• L••••• T•••• •••••• S•• S••••••• D• • M••••••••• F•• F••• N••• O• T••••• · Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Employees · 17 to 19
        Sep 18, 2025 to Mar 31, 2026
      • Discretionary RAUM · $3.0B to $3.4B
        Sep 18, 2025 to Mar 31, 2026
      • RAUM · $3.0B to $3.4B
        Sep 18, 2025 to Mar 31, 2026
      • Financial planning clients · 0 to 0
        Mar 27, 2025 to Sep 18, 2025
      • Advisory employees · 11 to 10
        Mar 26, 2024 to Mar 27, 2025
      • Employees · 19 to 17
        Mar 26, 2024 to Mar 27, 2025
      • Discretionary RAUM · $3.5B to $3.0B
        Mar 26, 2024 to Mar 27, 2025
      • RAUM · $3.5B to $3.0B
        Mar 26, 2024 to Mar 27, 2025
      • Advisory employees · 10 to 11
        Mar 29, 2023 to Mar 26, 2024
      • BD registered reps · 4 to 5
        Mar 29, 2023 to Mar 26, 2024
      • Employees · 17 to 19
        Mar 29, 2023 to Mar 26, 2024
      • Discretionary RAUM · $2.2B to $3.5B
        Mar 29, 2023 to Mar 26, 2024
      • RAUM · $2.2B to $3.5B
        Mar 29, 2023 to Mar 26, 2024
      • Advisory employees · 8 to 10
        Mar 25, 2022 to Mar 29, 2023
      • Employees · 14 to 17
        Mar 25, 2022 to Mar 29, 2023
      • Discretionary RAUM · $2.0B to $2.2B
        Mar 25, 2022 to Mar 29, 2023
      • RAUM · $2.0B to $2.2B
        Mar 25, 2022 to Mar 29, 2023
      • Advisory employees · 9 to 8
        Mar 30, 2021 to Mar 25, 2022
      • Employees · 15 to 14
        Mar 30, 2021 to Mar 25, 2022
      • Discretionary RAUM · $2.0B to $2.0B
        Mar 30, 2021 to Mar 25, 2022
      • RAUM · $2.0B to $2.0B
        Mar 30, 2021 to Mar 25, 2022
      • BD registered reps · 5 to 4
        Mar 25, 2020 to Mar 30, 2021
      • Discretionary RAUM · $1.2B to $2.0B
        Mar 25, 2020 to Mar 30, 2021
      • RAUM · $1.2B to $2.0B
        Mar 25, 2020 to Mar 30, 2021
      • Advisory employees · 10 to 9
        Oct 8, 2019 to Mar 25, 2020
      • Employees · 16 to 15
        Oct 8, 2019 to Mar 25, 2020
      • Discretionary RAUM · $1.5B to $1.2B
        Oct 8, 2019 to Mar 25, 2020
      • RAUM · $1.5B to $1.2B
        Oct 8, 2019 to Mar 25, 2020
      • Accounts · 3 to 2
        Mar 26, 2019 to Oct 8, 2019
      • Advisory activities · 2 to 1
        Mar 26, 2019 to Oct 8, 2019
      • BD registered reps · 6 to 5
        Mar 26, 2019 to Oct 8, 2019
      • Pooled vehicle clients · 1.0 to unset
        Mar 26, 2019 to Oct 8, 2019
      • Employees · 17 to 16
        Mar 26, 2019 to Oct 8, 2019
      • Discretionary RAUM · $1.6B to $1.5B
        Mar 26, 2019 to Oct 8, 2019
      • Pooled vehicle RAUM · 41721267.0 to unset
        Mar 26, 2019 to Oct 8, 2019
      • RAUM · $1.6B to $1.5B
        Mar 26, 2019 to Oct 8, 2019
      • Discretionary RAUM · $3.2B to $1.6B
        Mar 28, 2018 to Mar 26, 2019
      • Pooled vehicle RAUM · $48.8M to $41.7M
        Mar 28, 2018 to Mar 26, 2019
      • RAUM · $3.2B to $1.6B
        Mar 28, 2018 to Mar 26, 2019
      • Pooled vehicle clients · unset to 1.0
        Mar 29, 2017 to Mar 28, 2018
      Signals
      4 dated events
      • S••••••• C•••••• P•••••••• L•• reported RAUM $3.5B, up 60% from $2.2B (2023-03-29 to 2024-03-26)
        Mar 26, 2024 · RAUM change · derived
      • S••••••• C•••••• P•••••••• L•• reported RAUM $2.0B, up 73% from $1.2B (2020-03-25 to 2021-03-30)
        Mar 30, 2021 · RAUM change · derived
      • S••••••• C•••••• P•••••••• L•• reported RAUM $1.6B, down 51% from $3.2B (2018-03-28 to 2019-03-26)
        Mar 26, 2019 · RAUM change · derived
      • S••••••• C•••••• P•••••••• L•• reported RAUM $3.2B, up 41% from $2.3B (2017-03-29 to 2018-03-28)
        Mar 28, 2018 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/seafarer-capital-partnersreportedpublic record, Form ADV, Sep 19, 2026
      Website
      s•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      (415) 578-9080reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026