DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V••• R••••••••• A•••••••• L••
WINDSOR, CT | Richmond, KY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V••• R••••••••• A•••••••• L•• | Other adviser | Sep 9, 2025 | n/a | yes | WINDSOR, CT|Richmond, KY | Current employment |
| P•••••••• S••••••••• I••• | Bd affiliated wealth | Jun 1, 2022 | Aug 26, 2025 | no | DES MOINES, IA|RICHMOND, KY|BIRMINGHAM, AL|DES MOINES, IA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••••••• S••••••••• I••• | V••• R••••••••• A•••••••• L•• | Aug 26, 2025 | Sep 9, 2025 | 14 | Firm change | Other |
| T• A••••••••• I••••••••• M••••••••• L•• | T• A••••••••• I••• | Jul 21, 2020 | May 26, 2020 |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | May 26, 2020 | Jul 21, 2020 | no | Cary, NC | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | May 26, 2020 | Jul 21, 2020 | no | CARY, NC | Previous registration |
| V•••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Oct 27, 2017 | Feb 7, 2020 | no | DURHAM, NC|GOLDSBORO, NC | Previous registration |
| -56 |
| Channel change |
| Other |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Jul 21, 2020 | May 26, 2020 | -56 | Firm change after gap | Other |
| V•••• F•••••••• A•••••••• I••• | T• A••••••••• I••• | Feb 7, 2020 | May 26, 2020 | 109 | Firm change | Other |