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Advisor at AMERICAN INDEPENDENT SECURITIES GROUP, LLC
Edmonds, WA | EAGLE, ID
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERICAN INDEPENDENT SECURITIES GROUP, LLC | Independent wealth | Mar 23, 2007 | n/a | yes | Edmonds, WA|EAGLE, ID|EAGLE, ID | Current employment |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jun 1, 2005 | Mar 27, 2007 | no | NEW YORK, NY|BRIER, WA|BELLEVUE, WA | Previous registration |
| MONY SECURITIES CORPORATION | n/a | Apr 16, 2003 | Jun 1, 2005 | no | BELLEVUE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | AMERICAN INDEPENDENT SECURITIES GROUP, LLC | Mar 27, 2007 | Mar 23, 2007 | -4 | Firm change | Other |
| MONY SECURITIES CORPORATION | EQUITABLE ADVISORS, LLC | Jun 1, 2005 | Jun 1, 2005 | 0 | Bulk transfer | Other |