DFX Intelligence

Z•••••• S••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

Z•••••• S••••• S•••••••

Advisor at T•••••••• I••••••••• M••••••••• I••

Seattle, WA | SANTA FE, NM

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Search this name across graphsid dfx:ria:d27af932-3f18-5696-9252-8fcedf693135

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 29, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••••• I••••••••• M••••••••• I••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jun 29, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••••• I••••••••• M••••••••• I••	Asset manager	Apr 15, 2020	n/a	yes	Seattle, WA\|SANTA FE, NM	Current employment
E••••• J••••	National bd RIA	Jun 29, 2010	Oct 4, 2011	no	ST LOUIS, MO\|ST LOUIS, MO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	T•••••••• I••••••••• M••••••••• I••	Oct 4, 2011	Apr 15, 2020	3,116	Firm change after gap	Other

Relationships

Registered with (2)

→ T•••••••• I••••••••• M••••••••• I••Registered adviserregistration: current employment
Apr 15, 2020 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jun 29, 2010 to Oct 4, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d27af932-3f18-5696-9252-8fcedf693135
First observed: Jun 29, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.