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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
Johnson City, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 6, 2023 | n/a | yes | Johnson City, TN | Current employment |
| FIRST TENNESSEE ADVISORY SERVICES, INC. | Former SEC adviser | Sep 3, 2008 | Oct 10, 2013 | no | MEMPHIS, TN | Previous registration |
| FIRST HORIZON ADVISORS, INC | Former SEC adviser | Sep 16, 2003 | Feb 3, 2023 | no | JOHNSON CITY, TN|JOHNSON CITY, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST HORIZON ADVISORS, INC | FIRST TENNESSEE ADVISORY SERVICES, INC. | Feb 3, 2023 | Sep 3, 2008 | -5,266 | Firm change after gap | Other |
| FIRST TENNESSEE ADVISORY SERVICES, INC. | RAYMOND JAMES & ASSOCIATES, INC. | Oct 10, 2013 | Feb 6, 2023 | 3,406 | Firm change after gap | Other |