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M•••••• N•••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

M•••••• N•••• W•••••

Advisor at L•• F•••••••• L••

VIERA, FL | WINTER HAVEN, FL | LAKELAND, FL

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Search this name across graphsid dfx:ria:d27c8d18-3e4f-f955-a00a-71074ecc45ed

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Aug 22, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 4, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 4, 2022	n/a	yes	LAKELAND, FL\|LAKELAND, FL\|VIERA, FL\|WINTER HAVEN, FL	Current employment
A•••• • C•••••• O• F••••••• L••	Former SEC adviser	Aug 22, 2006	Mar 1, 2022	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• • C•••••• O• F••••••• L••	L•• F•••••••• L••	Mar 1, 2022	Jan 4, 2022	-56	Bulk transfer	RIA to ibd

Relationships

Registered with (2)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 4, 2022 to presentfactForm ADV
→ A•••• • C•••••• O• F••••••• L••Registered adviserregistration: previous registration
Aug 22, 2006 to Mar 1, 2022factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d27c8d18-3e4f-f955-a00a-71074ecc45ed
First observed: Aug 22, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.