DFX Intelligence

E•••••• I•••••• M•••••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

E•••••• I•••••• M•••••• D•••••

Advisor at J•• F••••• O•••••

DENVER, CO

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Search this name across graphsid dfx:ria:d2964db3-c211-6cd0-13e6-7e8ab7064ec7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 22, 2025 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J•• F••••• O•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2015earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J•• F••••• O•••••	Independent wealth	Dec 22, 2025	n/a	yes	DENVER, CO	Current employment
J•• W••••• M••••••••• L••	Former SEC adviser	Dec 22, 2025	Jan 19, 2026	no	DENVER, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J•• W••••• M••••••••• L••	J•• F••••• O•••••	Jan 19, 2026	Dec 22, 2025	-28	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
285023:125101:CO:2026-01-19	Jan 19, 2026	Dec 22, 2025	DENVER, CO	Firm change

Relationships

Registered with (2)

→ J•• F••••• O•••••Registered adviserregistration: current employment
Dec 22, 2025 to presentfactForm ADV
→ J•• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 22, 2025 to Jan 19, 2026factForm ADV

Dated events

Occurred
Jan 19, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d2964db3-c211-6cd0-13e6-7e8ab7064ec7
First observed: Dec 22, 2025
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.