DFX Intelligence

J•••• A•••••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

J•••• A•••••• K••••

Advisor at L•• F•••••••• L••

WESTMINSTER, MD

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Nov 4, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Sep 8, 2026	n/a	yes	WESTMINSTER, MD	Current employment
M••• W••••• A•••••••	Independent wealth	Apr 20, 2026	Aug 10, 2026	no	TIMONIUM, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••• W••••• A•••••••	L•• F•••••••• L••	Aug 10, 2026	Sep 8, 2026	29	Firm change	RIA to ibd
E•••• I••••• A•••••••• I•••	M••• W••••• A•••••••	Sep 26, 2025	Apr 20, 2026

Relationships

Registered with (4)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Sep 8, 2026 to presentfactForm ADV
→ M••• W••••• A•••••••Registered adviserregistration: previous registration
Apr 20, 2026 to Aug 10, 2026factForm ADV
→ E•••• I••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 2, 2025 to Sep 26, 2025factForm ADV
→ R•• O•• F•••••••• G••••

Dated events

Order

Occurred
10 Aug 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
26 Sep 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
21 Mar 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 4, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.