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Reading the graph
Advisor at CORIENT
Tequesta, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Corient | Independent wealth | May 20, 2024 | n/a | yes | Tequesta, FL | Current employment |
| KFA PRIVATE WEALTH GROUP, LLC | Independent wealth | Oct 29, 2015 | May 20, 2024 | no | TYSON, VA|Tequesta, FL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Mar 31, 1994 | Nov 11, 2015 | no | VIENNA, VA|VIENNA, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KFA PRIVATE WEALTH GROUP, LLC | Corient | May 20, 2024 | May 20, 2024 | 0 | Firm change | RIA to RIA |
| AMERIPRISE FINANCIAL SERVICES, LLC | KFA PRIVATE WEALTH GROUP, LLC | Nov 11, 2015 | Oct 29, 2015 | -13 | Firm change | Ibd to new firm |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:281678:VA:2015-11-10 | Nov 11, 2015 | Oct 29, 2015 | VIENNA, VA | Firm change |