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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

IRONWOOD WEALTH MANAGEMENT, INC.

CRD 128699

HURRICANE, WV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d2a4f4c5-3266-3042-3bd4-da52ddc7e064

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 5, 2012 to Mar 3, 2026
46 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $233MItem 5.F on the latest filing (2026-03-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $233M
Private client RAUM: $230MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $77.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 676
Individual clients: 197
High net worth clients: 79
SEC number: 801-62555
CRD: 128699
Filings on the tape: 46
First filed: Mar 5, 2012
Latest filed: Mar 3, 2026
Organised: Corporation, WV

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOHN DAVID WILLIAMS	n/a	HURRICANE, WV	22	30	1	no
Tyler Mays Williams	n/a	HURRICANE, WV	2	10	n/a	no
Megan Kay Watterson	n/a	HURRICANE, WV	2	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
WILLIAMS, JOHN, DAVID	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	12/2004	Mar 5, 2012	Apr 2, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 3, 2026	$233M	$233M	3	3	0	n/a	n/a
2024	Feb 2, 2025	$213M	$213M	4	3	0	n/a	n/a
2023	Feb 28, 2024	$193M	$193M	3	2	0	n/a	n/a
2022	Mar 18, 2023	$190M	$190M	3	1	0	n/a	n/a
2021	Feb 28, 2022	$214M	$214M	3	1	0	n/a	n/a
2020	Feb 7, 2021	$195M	$195M	4	2	0	n/a	n/a
2019	Jan 28, 2020	$163M	$163M	4	2	0	n/a	n/a
2018	Jan 15, 2019	$133M	$133M	4	2	0	n/a	n/a
2017	Mar 28, 2018	$133M	$133M	4	3	0	n/a	n/a
2016	Feb 24, 2017	$123M	$121M	4	2	n/a	n/a	n/a
2015	Feb 18, 2016	$110M	$108M	3	2	n/a	n/a	n/a
2014	Jan 26, 2015	$102M	$99.7M	2	2	n/a	n/a	n/a
2013	Feb 5, 2014	$99.3M	$95.7M	3	2	n/a	n/a	n/a
2012	Jan 29, 2013	$96.6M	$82.0M	4	3	n/a	n/a	n/a
2011	Mar 5, 2012	$93.2M	$79.4M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$233M	$213M	9.5%	$190M	7.1%	3	4	0	0

Relationships

Registered with (3)

← Megan Kay WattersonAdvisorregistration: current employment
Mar 25, 2024 to presentfactForm ADV
← Tyler Mays WilliamsAdvisorregistration: current employment
Dec 20, 2023 to presentfactForm ADV
← JOHN DAVID WILLIAMSAdvisorregistration: current employment
Jan 6, 2004 to presentfactForm ADV

Controls (1)

← WILLIAMS, JOHN, DAVIDOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 5, 2012 to Apr 2, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d2a4f4c5-3266-3042-3bd4-da52ddc7e064
First observed: Mar 5, 2012
Last observed: Mar 3, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

IRONWOOD WEALTH MANAGEMENT, INC.

CRD 128699

HURRICANE, WV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:d2a4f4c5-3266-3042-3bd4-da52ddc7e064

Data as of Mar 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:50 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOHN DAVID WILLIAMS

n/a

HURRICANE, WV

Tyler Mays Williams

n/a

HURRICANE, WV

n/a

Megan Kay Watterson

n/a

HURRICANE, WV

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

WILLIAMS, JOHN, DAVID

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

12/2004

Mar 5, 2012

Apr 2, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 3, 2026

$233M

n/a

2024

Feb 2, 2025

$213M

n/a

2023

Feb 28, 2024

$193M

n/a

2022

Mar 18, 2023

$190M

n/a

2021

Feb 28, 2022

$214M

n/a

2020

Feb 7, 2021

$195M

n/a

2019

Jan 28, 2020

$163M

n/a

2018

Jan 15, 2019

$133M

n/a

2017

Mar 28, 2018

$133M

n/a

2016

Feb 24, 2017

$123M

$121M

n/a

2015

Feb 18, 2016

$110M

$108M

n/a

2014

Jan 26, 2015

$102M

$99.7M

n/a

2013

Feb 5, 2014

$99.3M

$95.7M

n/a

2012

Jan 29, 2013

$96.6M

$82.0M

n/a

2011

Mar 5, 2012

$93.2M

$79.4M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$233M

$213M

9.5%

$190M

7.1%