DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ironwood Wealth Management, Inc.
Latest filing Mar 3, 2026
First filing on the tape Mar 5, 2012 · 46 filings
SEC status approved since Jan 2, 2004
RAUM
$233M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$230M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$77.7M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
46 filings and snapshots on the tape
RAUM$233M as of Mar 3, 2026
Mar 5, 2012$93.2M then
HNW client RAUM$145M as of Mar 3, 2026
Mar 28, 2018$39.7M then
State-registered IARs (5.B.3)3 as of Mar 3, 2026
Mar 5, 20120 then
Employees (5.A)3 as of Mar 3, 2026
Jan 29, 20134 then
Private funds: no history
RAUM +9.5% over the last fiscal year+7.1% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $77.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 92derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $344,869derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$145M62%
- Individuals$85.3M37%
- Pension and profit-sharing plans$3.2M1.4%
- Individual clients
- 197reported
- HNW clients
- 79reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 676reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John David Williams | Hurricane, Wv | Jan 6, 2004 | 30 y | 1 |
| Tyler Mays Williams | Hurricane, Wv | Dec 20, 2023 | 10 y | 0 |
| Megan Kay Watterson | Hurricane, Wv | Mar 25, 2024 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- John David Williams from Wells Fargo AdvisorsJan 6, 2004 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- David John Williams · President/Chief Compliance Officercontrolsince 12/2004 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Hurricane, Wv · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 696 to 676Oct 9, 2025 to Mar 3, 2026
- HNW clients · 72 to 79Oct 9, 2025 to Mar 3, 2026
- Individual clients · 206 to 197Oct 9, 2025 to Mar 3, 2026
- Employees · 4 to 3Oct 9, 2025 to Mar 3, 2026
- Financial planning clients · 1-10 to 0Oct 9, 2025 to Mar 3, 2026
- Discretionary RAUM · $213M to $233MOct 9, 2025 to Mar 3, 2026
- HNW RAUM · $123M to $145MOct 9, 2025 to Mar 3, 2026
- Individual RAUM · $86.1M to $85.3MOct 9, 2025 to Mar 3, 2026
- Pension RAUM · $3.5M to $3.2MOct 9, 2025 to Mar 3, 2026
- RAUM · $213M to $233MOct 9, 2025 to Mar 3, 2026
- Advisory employees · 2 to 3Apr 2, 2024 to Feb 2, 2025
- Accounts · 658 to 696Apr 2, 2024 to Feb 2, 2025
- HNW clients · 59 to 72Apr 2, 2024 to Feb 2, 2025
- Individual clients · 217 to 206Apr 2, 2024 to Feb 2, 2025
- Employees · 3 to 4Apr 2, 2024 to Feb 2, 2025
- Financial planning clients · 0 to 1-10Apr 2, 2024 to Feb 2, 2025
- State-registered IARs · 2 to 3Apr 2, 2024 to Feb 2, 2025
- Discretionary RAUM · $193M to $213MApr 2, 2024 to Feb 2, 2025
- HNW RAUM · $99.0M to $123MApr 2, 2024 to Feb 2, 2025
- Individual RAUM · $90.7M to $86.1MApr 2, 2024 to Feb 2, 2025
- Pension RAUM · $3.0M to $3.5MApr 2, 2024 to Feb 2, 2025
- RAUM · $193M to $213MApr 2, 2024 to Feb 2, 2025
- Accounts · 716 to 658Mar 20, 2023 to Feb 28, 2024
- Advisory employees · 1 to 2Mar 20, 2023 to Feb 28, 2024
- HNW clients · 51 to 59Mar 20, 2023 to Feb 28, 2024
- Individual clients · 228 to 217Mar 20, 2023 to Feb 28, 2024
- Financial planning clients · 1-10 to 0Mar 20, 2023 to Feb 28, 2024
- State-registered IARs · 1 to 2Mar 20, 2023 to Feb 28, 2024
- Discretionary RAUM · $190M to $193MMar 20, 2023 to Feb 28, 2024
- HNW RAUM · $81.7M to $99.0MMar 20, 2023 to Feb 28, 2024
- Individual RAUM · $92.4M to $90.7MMar 20, 2023 to Feb 28, 2024
- Pension RAUM · $3.2M to $3.0MMar 20, 2023 to Feb 28, 2024
- RAUM · $190M to $193MMar 20, 2023 to Feb 28, 2024
- Accounts · 694 to 716Nov 2, 2022 to Mar 18, 2023
- HNW clients · 63 to 51Nov 2, 2022 to Mar 18, 2023
- Individual clients · 212 to 228Nov 2, 2022 to Mar 18, 2023
- Financial planning clients · 0 to 1-10Nov 2, 2022 to Mar 18, 2023
- Discretionary RAUM · $214M to $190MNov 2, 2022 to Mar 18, 2023
- HNW RAUM · $106M to $81.7MNov 2, 2022 to Mar 18, 2023
- Individual RAUM · $85.9M to $92.4MNov 2, 2022 to Mar 18, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- IRONWOOD-WEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 304-760-6000reportedpublic record, Form ADV, Mar 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $77.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026