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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

CARLA W THRASHER

Advisor at LPL FINANCIAL LLC

WINSTON SALEM, NC

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Search this name across graphsid dfx:ria:d2a8adcf-353c-8c8f-ec79-eb1f4c6b838e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Nov 10, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 6, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S63|S66
First exam: Jan 6, 2006
First registration: Nov 10, 2006
Dual registered: yes, broker-dealer
Other names: CARLA MARIE WICKLINE|CARLA W. HOOKER|CARLA MARIE HOOKER|CARLA HOOKER|CARLA WICKLINE HOOKER|CARLA WICKLINE THRASHER|CARLA WICKLINE THRASHER
IAPD individual key: 5055829

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 15, 2025	n/a	yes	WINSTON SALEM, NC	Current employment
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	Nov 4, 2024	May 15, 2025	no	WINSTON SALEM, NC	Previous registration
CUSO FINANCIAL SERVICES, L.P.	Former SEC adviser	May 2, 2017	Oct 28, 2024	no	King, NC\|Mount Airy, NC\|Winston-Salem, NC\|Winston Salem, NC\|Winston Salem, NC\|SAN DIEGO, CA\|Winston-Salem, NC\|Greensboro, NC	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	May 2, 2017	no	Winston Salem, NC	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	May 25, 2012	Mar 25, 2017	no	GREENSBORO, NC\|WINSTON-SALEM, NC	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 5, 2011	Feb 14, 2012	no	WINSTON SALEM, NC	Previous registration
EDWARD JONES	National bd RIA	Nov 10, 2006	Jan 5, 2011	no	ST LOUIS, MO\|KING, NC\|KING, NC\|KING, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CUSO FINANCIAL SERVICES, L.P.	LPL FINANCIAL LLC	May 15, 2025	May 15, 2025	0	Bulk transfer	Ibd to ibd
MML INVESTORS SERVICES, LLC	CUSO FINANCIAL SERVICES, L.P.	May 2, 2017	May 2, 2017	0	Firm change	Other
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other
LPL FINANCIAL LLC	MSI FINANCIAL SERVICES, INC.	Feb 14, 2012	May 25, 2012	101	Firm change	Other
EDWARD JONES	LPL FINANCIAL LLC	Jan 5, 2011	Jan 5, 2011	0	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jan 5, 2011 to Feb 14, 2012factForm ADV
→ CUSO FINANCIAL SERVICES, L.P.Registered adviserregistration: previous registration
Nov 4, 2024 to May 15, 2025factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to May 2, 2017factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 25, 2012 to Mar 25, 2017factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Nov 10, 2006 to Jan 5, 2011factForm ADV

Dated events

No dated event names this entity yet.