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Registered advisor
C•••• W• T•••••••
Feed of 09/14/2026
Also filed as C•••• Marie Wickline
At current firm
1 y
since May 15, 2025
In the industry
20 y
since Jan 6, 2006 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince May 15, 2025 · Winston Salem, Nc
- C••• F•••••••• S•••••••• L••• formerNov 4, 2024 to May 15, 2025 · Winston Salem, Nc
- C••• F•••••••• S•••••••• L••• formerMay 2, 2017 to Oct 28, 2024 · King, Nc
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to May 2, 2017 · Winston Salem, Nc
- M•• F•••••••• S•••••••• I••• formerMay 25, 2012 to Mar 25, 2017 · Greensboro, Nc
- L•• F•••••••• L•• BD affiliatedJan 5, 2011 to Feb 14, 2012 · Winston Salem, Nc
- E••••• J•••• national BDNov 10, 2006 to Jan 5, 2011 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
- M•• I•••••••• S•••••••• L•• to C••• F•••••••• S•••••••• L•••left May 2, 2017, registered May 2, 2017 (0 days) · Other
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to M•• F•••••••• S•••••••• I•••left Feb 14, 2012, registered May 25, 2012 (101 days) · Other
- E••••• J•••• to L•• F•••••••• L••left Jan 5, 2011, registered Jan 5, 2011 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address