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Advisor at WELLS FARGO ADVISORS
SAN ANTONIO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Apr 15, 2016 | n/a | yes | SAN ANTONIO, TX | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 29, 2010 | Apr 5, 2016 | no | SAN ANTONIO, TX | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Feb 16, 2007 | Feb 5, 2010 | no | SAN ANTONIO, TX|WEEHAWKEN, NJ|CORPUS CHRISTI, TX | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Oct 12, 2004 | Feb 20, 2007 | no | CORPUS CHRISTI, TX|CORPUS CHRISTI, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Apr 5, 2016 | Apr 15, 2016 | 10 | Firm change | Wirehouse to wirehouse |
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Feb 5, 2010 | Jan 29, 2010 | -7 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY DW INC. | UBS FINANCIAL SERVICES INC. | Feb 20, 2007 | Feb 16, 2007 | -4 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:19616:TX:2016-04-05 | Apr 5, 2016 | Apr 15, 2016 | SAN ANTONIO, TX | Firm change |