DFX Intelligence

E•••••••• W••••• R•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

E•••••••• W••••• R•••••••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Atlanta, GA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 2, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Oct 2, 2023	n/a	yes	Atlanta, GA	Current employment
A••••••• W••••• M••••••••• I•••	Independent wealth	May 2, 2011	Oct 4, 2023	no	ALPHARETTA, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• W••••• M••••••••• I•••	R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Oct 4, 2023	Oct 2, 2023	-2	Firm change	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
25536:149018:GA:2023-10-04	Oct 4, 2023	Oct 2, 2023	ALPHARETTA, GA	Firm change

Relationships

Registered with (2)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Oct 2, 2023 to presentfactForm ADV
→ A••••••• W••••• M••••••••• I•••Registered adviserregistration: previous registration
May 2, 2011 to Oct 4, 2023factForm ADV

Dated events

Order

Occurred
4 Oct 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 2, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.